Business Continuity Statement

MC Square Capital, LLC (“MC Square Capital) has developed a Business Continuity Plan detailing how we will respond to events that significantly disrupt our business. Since the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in responding to actual events as they occur. With that in mind, we are providing you with this information on our business continuity plan. Contacting Us – If after a significant business disruption you cannot contact us as you usually do by calling (212) 803-3344, our Firm’s main number, you should contact Marino Marin directly at (646) 780-7166 and he will assist you. Our Business Continuity Plan – We plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding our employees and property, making a financial and operational assessment, protecting our Firm’s books and records, and allowing us to transact business. In short, our business continuity plan is designed to permit our Firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption. Our business continuity plan addresses: data back-up and recovery; all mission critical systems; financial and operational assessments; alternative communications with customers, employees, and regulators; alternate physical location of employees; critical suppliers, contractors, bank and counter-party impact; regulatory reporting. The Firm backs up its electronic books and records in real time to disk from its server located in the Firm’s Main Office to Investment Technology Partners (“ITP”), a third-party vendor’s primary Data Center in Cincinnati, Ohio. Backups are performed in real-time from the Main Office to the Data Center to a redundant Storage Area Network (SAN) infrastructure. In addition backups are done in a batch mode nightly from ITP’s primary Data Center in Cincinnati, Ohio to its secondary Data Center in Raleigh, North Carolina. Every emergency situation poses unique problems based on external factors, such as time of day, location and severity of the disruption. In the event of the loss or destruction of the computer hardware equipment maintained at our Firm’s Main Office, the Associated Persons of the Firm would relocate to temporary space that has access to the Internet, including either temporary office space or their homes. Associated Persons of the Firm would connect our IT service provider’s remote data centers via the internet using the secure Remote Desktop Protocol to connect with and access the Firm’s applications and data exactly as if they were located in the Main Office. Associated Persons located at other office locations would also be able to access their applications and data in the same manner in the event such persons needed to relocate. In the event of the loss or destruction of the Firm’s server located in the Firm’s Main Office, its backup primary server and its secondary backup server, our Firm estimates the duplication and rebuilding process will entail recovery and resumption time of approximately one business day. Varying Disruptions – Significant business disruptions can vary in their scope, such as only affecting our Main Office or a branch or home office location, the residential district where our Main Office is located, the city where our Main Office is located, or the whole region. Within each of these areas, the severity of the disruption can also vary from minimal to severe. In a disruption to only our Firm or a building housing our Firm, we will transfer our operations to an unaffected site, or to an alternate available local site(s) where we would expect to recover and resume business as soon as our affected communication systems are restored. In a disruption affecting our business and/or residential district, city, or region, we will transfer our operations to an available alternate site(s), and recover and resume business as soon as our affected communication systems are restored. In either situation, we plan to continue in business, and notify you by telephone or other available communication means about how to contact us. For more information – If you have questions about our business continuity planning, you can contact us at: Marino Marin, Managing Principal, MC Square Capital, LLC, 71 Arch Street, Greenwich, CT 06830, Telephone No.: (646) 780-716

 

Securities offered solely through MC Square Capital, LLC, Member of FINRA and SIPC

© 2015 by MC Square Group

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